Golden Ten Data, January 6 news, 'The most core issue of securities practitioners' illegal stock trading is 'interest-driven'.' Professor Zheng Yu of the School of International Financial Law at East China University of Political Science and Law said that if the above-mentioned personnel come into contact with relevant undisclosed information during their practice and intend to use this information for securities trading, it would be a more serious illegal act. The frequent occurrence of employees' illegal stock trading also exposes the need to improve internal management and external restraint mechanisms of securities firms. It is understood that securities firms currently adopt periodic spot checks, system monitoring and other means to strictly prevent employees from 'crossing the line'.
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Golden Ten Data, January 6 news, 'The most core issue of securities practitioners' illegal stock trading is 'interest-driven'.' Professor Zheng Yu of the School of International Financial Law at East China University of Political Science and Law said that if the above-mentioned personnel come into contact with relevant undisclosed information during their practice and intend to use this information for securities trading, it would be a more serious illegal act. The frequent occurrence of employees' illegal stock trading also exposes the need to improve internal management and external restraint mechanisms of securities firms. It is understood that securities firms currently adopt periodic spot checks, system monitoring and other means to strictly prevent employees from 'crossing the line'.